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SEC Filings
10-K
TERRAFORM POWER, INC. filed this Form 10-K on 07/21/2017
Entire Document
 

 
 
Beneficial Ownership (1)
 
 
Class A Common Stock
 
Class B Common Stock
 
 
Name and Address of Beneficial Owner
 
Number of Shares
 
%
 
Number of Shares
 
%
 
% of Total Voting Power
5% Stockholders:
 
 
 
 
 
 
 
 
 
 
SunEdison (2)
 

 

 
48,202,310

 
100

 
83.9

Blue Mountain Capital Management (3)
 
9,119,934

 
9.9

 

 

 
1.6

Madison Dearborn Capital Partners IV, LP (4)
 
6,080,922

 
6.6

 

 

 
1.1

The Vanguard Group (5)
 
6,371,463

 
6.9

 

 

 
1.1

Appaloosa Investment Limited Partnership I (6)
 
8,708,708

 
9.4

 

 

 
1.5

Brookfield Asset Management, Inc. (7)
 
11,075,000

 
12.0

 

 

 
1.9

Invesco Ltd. (8)
 
9,053,457

 
9.8

 

 

 
1.6

Blackrock, Inc. (9)
 
5,565,918

 
6.0

 

 

 
1.0

D.E. Shaw & Co., L.P. and certain affiliates (10)
 
6,080,922

 
6.6

 

 

 
1.1

Directors, Named Executive Officers and Executive Officers:
 
 
 
 
 
 
 
 
 
 
Peter Blackmore
 
20,400

 
*

 

 

 
*

Rebecca Cranna
 
43,193

 
*

 

 

 
*

Sebastian Deschler
 
141,859

 
*

 

 

 
*

Brian Wuebbels (11)
 
6,227

 
*

 

 

 
*

Christian Fong
 
12,800

 
*

 

 

 
*

Christopher Compton
 
20,400

 
*

 

 

 
*

David Pauker
 
11,700

 
*

 

 

 
*

Edward Hall
 
11,300

 
*

 

 

 
*

Hanif Dahya
 
20,900

 
*

 

 

 
*

John Stark
 
20,400

 
*

 

 

 
*

Kerri Fox
 
11,300

 
*

 

 

 
*

Marc Rosenberg
 
11,300

 
*

 

 

 
*

David Rawden
 

 
*

 

 

 
*

Thomas Studebaker
 

 
*

 

 

 
*

Directors and Executive Officers as a group
 
331,779

 
*

 

 

 
*

———
* Less than one percent
(1)
Represents shares of Class A common stock or shares of Class B common stock and Class B1 common stock that are exchangeable at any time for shares of Class A common stock on a 1:1 basis. Each share of our Class B common stock is entitled to 10 votes per share.
(2)
Represents shares of Class B common stock held directly or indirectly by SunEdison Holdings Corporation, a wholly owned subsidiary of SunEdison. SunEdison Holdings Corporation does not own any shares of Class A common stock. However, SunEdison Holdings Corporation owns 48,202,310 Class B units of Terra LLC, which are exchangeable (together with shares of our Class B common stock) for shares of our Class A common stock at any time. As a result, SunEdison Holdings Corporation may be deemed to beneficially own the shares of Class A common stock for which such Class B units are exchangeable. The principal place of business for these entities is 13736 Riverport Drive, Suite 1000, Maryland Heights, Missouri 63043.
(3)
As set forth in such company’s Schedule 13G filed with the SEC on May 17, 2016. According to the filing, BlueMountain Capital Management, LLC, BlueMountain GP Holdings, LLC, Blue Mountain Credit Alternatives Master Fund L.P., Blue Mountain CA Master Fund GP, Ltd., BlueMountain Foinaven Master Fund L.P., BlueMountain Foinaven GP, LLC, BlueMountain Logan Opportunities Master Fund L.P., BlueMountain Logan Opportunities GP, LLC, BlueMountain Guadalupe Peak Fund L.P., BlueMountain Long/Short Credit GP, LLC, BlueMountain Montenvers Master Fund SCA SICAV-SIF, BlueMountain Montenvers GP S.à r.l., BlueMountain Kicking Horse Fund L.P., BlueMountain Kicking Horse Fund GP, LLC, BlueMountain Timberline Ltd. share voting and dispositive power over 9,119,934 shares of Class A common stock. The address for each of the Blue Mountain entities is 280 Park Avenue, 12th Floor, New York, New York 10017.
(4)
As set forth in such company’s Schedule 13G filed with the SEC on February 16, 2016. According to the filing, Madison Dearborn Capital Partners IV, L.P. (“MDCP”) and Madison Dearborn Partners IV, L.P. (“MDP IV”) share voting and dispositive power over 6,080,922 shares of Class A common stock. This includes 1,952 shares of common stock of the Issuer held by Northwestern University over which MDCP has power to vote and dispose pursuant to a voting agreement and proxy. As a result, MDCP may be deemed to beneficially own these shares. The shares of Class A common stock of MDCP may be deemed to be beneficially owned by MDP IV, who


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